Ellis Bates Financial Advisers
In August 2023 the Financial Conduct Authority (FCA) introduced new Consumer Duty legislation with a focus on ensuring fair value, providing products and services designed to meet client needs, delivering high levels of client service and improving consumer confidence and client understanding.
Over the last 4 decades we have worked tirelessly on these principles for our clients and both welcome and embrace an even greater spotlight being placed on our industry on achieving good financial outcomes for all.
Our mission is to enhance people’s lives by delivering peace of mind, enabling financial freedom and helping clients achieve their financial goals. We take great pride in leading the way in having these four key outcomes already well and truly embedded in how we look after our clients, both old and new, and continue to work relentlessly on our client experience and outcomes.
To see the full FCA legislation please visit: https://www.fca.org.uk/firms/consumer-duty
Ben Clapham, Director of Financial Planning at Ellis Bates
Visit our YouTube channel for more videos 
If you would like to speak to us about your financial future, please click below to find your local adviser:…
On 30 October, Chancellor of the Exchequer Rachel Reeves will deliver the Autumn Budget Statement 2024 accompanied by a comprehensive…
Investing to beat inflation and market fluctuations to build a nest egg for the future Investing can be an intimidating…
‘Building up a relationship is really, really important over the years’, Nigel Swan Regional Director and Financial Planner. Your financial…