Head of Compliance
t: 01423 724 495
m: 07736 062 786
Steven provides compliance and regulatory oversight to all advice processes at Ellis Bates.
Steven is a Chartered Financial Planner & Fellow of the Personal Finance Society. He has worked within the field of regulation and compliance since 1998, with firms throughout the UK, covering all aspects of the role.
Outside of work, Steven enjoys spending time with his daughter, watching her horse riding, and also enjoys a variety of other outdoor activities such as mountain biking and skiing.