Head of Compliance
Steven provides compliance and regulatory oversight to all advice processes at Ellis Bates.
Steven is a Chartered Financial Planner & Fellow of the Personal Finance Society. He has worked within the field of regulation and compliance since 1998, with firms throughout the UK, covering all aspects of the role.
Outside of work, Steven enjoys spending time with his daughter, watching her horse riding, and also enjoys a variety of other outdoor activities such as mountain biking and skiing.
t: 01423 724 495
m: 07736 062 786
About Ellis Bates Financial Advisers
We are expert Financial Planners, specialising in pensions, investments, mortgages, life, health and critical illness insurances.
Since 1980, our experience has helped our clients to keep and grow their money, as well as make sensible financial decisions for their future.